- Adviser Compliance Associates
ACA Compliance Group (ACA) is a full-service compliance consulting firm that is committed to offering unparalleled regulatory compliance and GIPS verification services designed to satisfy the needs of investment advisers, private funds, investment co ...
http://www.advisercompliance.com/
| | - Investment Compliance, Inc.
Investment Compliance, Inc. operates from its New York City Office and is based just blocks from the NASDAQ marketsite in Time Square. ICI assists firms requiring regulatory guidance in the ever changing world of Regulatory Compliance. ...
http://www.investmentcompliance.com/
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| | - International Compliance Association,Ltd
At the ICA, we are committed to increasing knowledge and professionalism throughout financial services, all over the world. We believe in investing in staff as part of an integral approach to combating the increasing risks to our industry. We underta ...
http://www.ica-comp.org/
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- Performa
Established in 1999 by a group of investment performance specialists, Performa focuses solely on providing an efficient and cost-effective solution to assist investment managers in achieving compliance with the CFA Institutes Global Investment Perfor ...
http://www.performa.co.uk/
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- Financial Registrations,Incorporated
FINANCIAL REGISTRATIONS is a compliance management consulting firm providing efficient registration and compliance management services to securities brokers/dealers and registered investment advisers. With former securities regulators and industry pr ...
http://www.financialregistrations.com/
| | - Curo Systems,Inc
Curo Systems creates software products that serve the compliance needs of the investment management industry. The origin of our name: The word Curo comes from Latin, where it has these meanings:,To care for, trouble about, pay attention to. To manage ...
http://www.curosystems.com/Curo/WebSite/ComplyPlus.htm
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- ComplianceAsia
ComplianceAsia specializes in providing regulatory and compliance consulting services to financial institutions in Asia Pacific. ComplianceAsia has a broad client base including international investment banks, independent research providers, trust ba ...
http://www.complianceasia.com/
| | - witsIFA Company
witsIFA is a powerful and straightforward online software package developed to help IFAs and other financial advisers to administer their business and manage their client data. witsIFA is an IFA software package that will save you time allowing you t ...
http://www.witsifa.co.uk/
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- Online Broking
We can provide you with compliance, supervision and a cost effective Australian Financial Services licensing solution that will enable you to provide financial products and services to your clients. Established firms or financial market participants, ...
http://www.alphabroking.com.au
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