- Investment Compliance, Inc.
Investment Compliance, Inc. operates from its New York City Office and is based just blocks from the NASDAQ marketsite in Time Square. ICI assists firms requiring regulatory guidance in the ever changing world of Regulatory Compliance. ... http://www.investmentcompliance.com/
| | - Adviser Compliance Associates
ACA Compliance Group (ACA) is a full-service compliance consulting firm that is committed to offering unparalleled regulatory compliance and GIPS verification services designed to satisfy the needs of investment advisers, private funds, investment co ... http://www.advisercompliance.com/
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| | - Certified Gold Exchange Inc..
Certified Gold Exchange, Inc. (CGE) is North Americas premier precious metals trading platform. Offering licensed dealers, institutional and household investors real-time quotes when buying or selling gold, silver and platinum products. ... http://www.certifiedgoldexchange.com/
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- International Compliance Association,Ltd
At the ICA, we are committed to increasing knowledge and professionalism throughout financial services, all over the world. We believe in investing in staff as part of an integral approach to combating the increasing risks to our industry. We underta ... http://www.ica-comp.org/
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- Certified Retirement Financial Advisors
A training and credentialing organization preparing and qualifying financial advisors to advise, manage and consult with retirees on maximizing their financial opportunities, financial comfort and financial peace of mind. ... http://www.crfa.us/
| | - Hedge Fund Dynamics
Hedge Fund Dynamics was established to assist hedge funds with the organization of their operations and ongoing organizational, regulatory, compliance and operational matters. ... http://www.hedgefunddynamics.com/
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- ComplianceAsia
ComplianceAsia specializes in providing regulatory and compliance consulting services to financial institutions in Asia Pacific. ComplianceAsia has a broad client base including international investment banks, independent research providers, trust ba ... http://www.complianceasia.com/
| | - Financial Registrations,Incorporated
FINANCIAL REGISTRATIONS is a compliance management consulting firm providing efficient registration and compliance management services to securities brokers/dealers and registered investment advisers. With former securities regulators and industry pr ... http://www.financialregistrations.com/
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- Hedged Portfolio Stock Loan Services (HedgeLender LLC)
HedgeLender is a provider of hedged portfolio loan services using free-trading stock as collateral. We have been in business since 1999, and are recognized in the industry for attention to regulatory compliance, asset security, and customer service. ... http://www.hedgelender.com/
| | - Altavest Worldwide Trading,Incorported
ALTAVEST Worldwide Trading is full-service futures and FOREX brokerage firm. Specifically, we offer trading on commodity futures and futures options worldwide, as well as foreign exchange trading. Clients have a choice of full-service, discount, and ... http://www.altavest.com/
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